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Client Collaborations

All Representative Cases

9 Cases
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IRS and DOL Audits

Assisted several plan sponsors in connection with IRS and DOL audits of their plans. These audits involved issues of improper plan loans to participants, incorrect valuation of plan assets, breaches of fiduciary duty, and qualification defects. Prepared clients for the audits and assisted with resolving any identified issues. As a result of representation, plan sponsors were able to avoid plan disqualification and civil penalties under ERISA.

Intellectual Property Advocacy

Organized copyright management, licensing, and sponsorship programs for black history website.

Mergers and Acquisitions; Strategic Alliances (Prior to Joining Miller Nash)

Represented a Delaware oil servicing LLC in a joint venture with a solar energy company.

Regulatory & Administrative Law

Fuel-Distribution Counsel. Provided ongoing counsel to primary fuel suppliers of the Pacific Northwest on local and state legislative matters.

Real Estate & Land Use

Assisted residential developer obtain preliminary plat approval for 50 lot single family subdivision, including successful request for reconsideration of initial denial of the project.

Tribal Governance and Support of In-House Counsel

Completed three secondments for two tribal enterprises, serving as in-house attorney both on-site and remotely. Secondments ranged from three to twelve months.

Correction of Fiduciary Breaches

Assisted plan sponsors to correct various fiduciary breaches, including the failure to timely deposit elective deferrals, failure to hold plan assets in trust, exclusive benefit violations, prohibited transactions, and failure to properly value plan assets.

Intellectual Property Advocacy

Achieve federal registration of certification mark for regional certifier of Skagit Valley agricultural goods and services

Securities Offerings (Prior to Joining Miller Nash)

Represented a private equity company in a minority investment in a Tennessee corporation.

Tags Securities

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