Client Collaborations
All Representative Cases
Obtained seven figure recovery on behalf of a shareholder asserting minority oppression and multiple breaches of fiduciary duty.
Successful defense of securities fraud, breach of fiduciary duty, and suitability claims arising from the sale of emerging market securities in bet-the-company arbitration. FINRA panel denied the claims in their entirety.
Assisted common shareholder in obtaining a multimillion-dollar recovery against preferred shareholders arising out of claims that the preferred shareholder and others breached fiduciary duties owed to the common shareholders by selling the company in a manner that destroyed common shareholder value.
Obtained order protecting shareholders by placing deadlocked cannabis company into receivership.
Successful defense of $5.4 million securities claims arising from tenant-in-common investments.
Favorably resolved multiparty litigation involving claims of securities fraud and breaches of fiduciary duty by directors and officers.
Successfully defended brokerage firm against claims arising from sale of high yield bonds. Panel denied the claims in their entirety.
Resolved dispute among business owners through buy out and valuation of co-owner's ownership interest.
Obtained order placing cannabis company into receivership. (Ongoing).